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Legal Disclosures

Last updated: April 2026

Crosswell Capital Inc. is not a registered investment advisor, broker-dealer, financial planner, or securities firm. We do not hold licenses to provide investment advice, execute securities transactions, or manage client accounts in any jurisdiction.

Nothing on this website constitutes investment advice, investment recommendations, or financial guidance. Any information, consultations, or introductions provided by Crosswell Capital Inc. are informational only and should not be construed as recommendations to buy, sell, hold, or trade any security or investment. All investment decisions are made independently and solely by the parties involved, at their own discretion and risk.

Past performance is not indicative of future results. The performance of any investment, business, or relationship is subject to market conditions, economic factors, and many variables beyond the control of any party involved. Historical results do not guarantee future outcomes.

Crosswell Capital Inc. facilitates introductions between parties but does not guarantee outcomes. We connect publicly traded company executives, registered investment advisors, and financial media contributors, but we do not control the decisions, negotiations, or outcomes of any relationships formed through our introductions. Investment decisions, business terms, and engagement decisions are made independently and solely by each party involved.

Crosswell Capital Inc. is a federally incorporated Canadian corporation. We are incorporated under the Canada Corporations Act with four equal partners and directors. Our principal place of business is in Gloucester, Ontario, Canada, with an office location in Miami, Florida, United States.

Forward-Looking Statements: This website may contain forward-looking statements regarding potential opportunities, market trends, or business outcomes. Forward-looking statements are not guarantees of future performance and are subject to risks, uncertainties, and assumptions. Actual results may differ materially from those projected. Crosswell Capital Inc. makes no representation or warranty regarding the accuracy of forward-looking statements and disclaims any obligation to update them.

Regulatory Notice: Crosswell Capital Inc. does not hold securities licenses, investment advisor registrations, or broker-dealer licenses in any jurisdiction. We operate as a capital markets advisory firm focused on relationship facilitation and strategic consultation only. All activities are conducted in compliance with applicable securities laws and regulations. Clients and counterparties should consult with their own legal counsel, compliance officers, and financial advisors regarding regulatory requirements in their respective jurisdictions.

SEC Compliance: Crosswell Capital Inc. operates advisory practices and creates marketing materials designed to comply with the U.S. Securities and Exchange Commission (SEC) Investment Adviser Marketing Rule and other applicable federal regulations. However, we are not registered with the SEC. Registered investment advisors working with us remain responsible for their own regulatory compliance.

FINRA and State Regulatory Notice: If you are a registered representative, broker-dealer, or investment advisor working with Crosswell Capital Inc., you remain responsible for compliance with FINRA rules, state securities board requirements, and all applicable laws. Crosswell Capital Inc. is not subject to FINRA oversight but may be subject to provincial securities regulations in Canada and applicable U.S. state laws.

No Guarantee of Relationships or Outcomes: WhileCrosswell Capital Inc. makes introductions and facilitates connections, we cannot guarantee that any relationship will be formed, that any business will be conducted, or that any financial results will be achieved. The success of any relationship or business arrangement depends on factors outside our control, including the independent decisions and actions of all parties involved.

For questions about these disclosures or our regulatory status, contact us at moe@crosswellcapital.com.

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